Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, August 30, 2017

Deerfield Management Company Agrees to Settle Charges


On Aug. 21, 2017, the Securities and Exchange Commission ("SEC") announced that hedge fund advisory firm Deerfield Management Company L.P. has agreed to pay more than $4.6 million to settle charges that it failed to establish, maintain, and enfor...
https://www.securitieslawyer101.com/?p=36968

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