Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, August 20, 2017

Banca IMI Securities to Pay $35 Million


On Aug. 18, 2017, the Securities and Exchange Commission ("SEC") announced that broker Banca IMI Securities Corp, an indirect, wholly-owned U.S. subsidiary of Italian bank Intesa Sanpaolo SpA, has agreed to pay more than $35 million to settle char...
https://www.securitieslawyer101.com/?p=36947

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