Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, June 27, 2017

SEC Announces Additional Charges Against Anthony Portelli


On June 22, 2017, the Securities and Exchange Commission ("SEC") announced additional charges in an enforcement investigation involving Anthony Portelli, a Wall Street firm’s securities lending desk, and the improper handling of American Deposit...
https://www.securitieslawyer101.com/?p=36795

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