Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, June 5, 2017

Lawson Financial Corporation Settles Fraud Charges


On April 5, 2017, the Securities and Exchange Commission ("SEC") announced that Lawson Financial Corporation, an Arizona-based brokerage firm, its CEO, and its former underwriter’s counsel have agreed to settle charges related to municipal bond ...
https://www.securitieslawyer101.com/?p=36726

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