Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, June 2, 2017

John Bocchino Barred by FINRA


On June 1, 2017, the Financial Industry Regulatory Authority ("FINRA") announced that it has barred former Morgan Stanley Smith Barney registered representative John Bocchino for concealing approximately $190 million in Venezuelan bond trades from ...
https://www.securitieslawyer101.com/?p=36723

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