Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, May 23, 2017

SEC Charges Nomura Securities International Inc. Head Traders


On May 15, 2017, the Securities and Exchange Commission ("SEC") charged a pair of former head traders who ran the commercial mortgage-backed securities (CMBS) desk at Nomura Securities International Inc. with deliberately lying to customers in orde...
https://www.securitieslawyer101.com/?p=36686

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