Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, May 17, 2017

SEC Charges Demitrios Hallas for Reckless Trading


On April 25, 2017, the Securities and Exchange Commission ("SEC") charged Demitrios Hallas, a former broker, with knowingly or recklessly trading unsuitable investment products in the accounts of five customers and misappropriating more than $170,0...
https://www.securitieslawyer101.com/?p=36605

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