Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, May 26, 2017

SEC Charges David Humphrey with Securities Fraud


On May 9, 2017, the Securities and Exchange Commission ("SEC") charged David Humphrey, a former employee, with securities fraud in connection with his trading of options and other securities. The SEC’s complaint alleges that David Humphr...
https://www.securitieslawyer101.com/?p=36697

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