Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, May 8, 2017

Rosemary McGinley Suspended From Association with FINRA


Rosemary McGinley (CRD #2435216, Doylestown, Pennsylvania) submitted a Letter of Acceptance, Waiver and Consent ("AWC") in which she was suspended from association with any FINRA member in any capacity for 10 business days. In determining the ...
https://www.securitieslawyer101.com/?p=36554

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