Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, May 11, 2017

Robert Stewart Fined & Suspended by FINRA


Robert Stewart (CRD #5746657, Dewey, Arizona) submitted a Letter of Acceptance, Waiver and Consent ("AWC") in which he was assessed a deferred fine of $7,500 and suspended from association with any FINRA member in any capacity for four months. Wit...
https://www.securitieslawyer101.com/?p=36571

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