Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, May 5, 2017

Alejandro Falla Barred From Association with FINRA Members


Alejandro Falla (CRD #5064828, Miami, Florida) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Falla consented to the sanction and to the entry of findi...
https://www.securitieslawyer101.com/?p=36540

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