Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, April 21, 2017

SEC Obtains Injunction and Asset Freeze Against Daniel Glick


On April 13, 2017, the Securities and Exchange Commission (SEC) announced a preliminary injunction against Daniel Glick and his unregistered investment advisory firm Financial Management Strategies (FMS), continued the asset freeze in the name of t...
https://www.securitieslawyer101.com/?p=36454

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