Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, March 8, 2017

Attorney Adam Tracy & the Nefarious World of Custodianship Shells


The Securities and Exchange Commission ("SEC") says it doesn't like over-the-counter shell companies, and would like to see them gone from the marketplace.  To that end, its Enforcement Division cooked up an initiative it called  "Operation Shell...
https://www.securitieslawyer101.com/2016/adam-tracy-attorney-custodianship-shell-companies/

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