Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, January 23, 2017

SEC Final Judgment Entered Against Graduate Leverage


On December 23, 2016, the United States District Court for the District of Massachusetts entered final judgments against Graduate Leverage, LLC, GL Capital Partners, LLC, GL Investment Services, LLC, Taft Financial Services, LLC, and GL Advisor S...
https://www.securitieslawyer101.com/?p=36142

Sunday, January 22, 2017

Final Judgment Entered Against Gregg Mulholland Posted by Brenda Hamilton


On January 11, 2017, the U.S. District Court for the Eastern District of New York entered a final judgment against defendant Gregg R. Mulholland, a penny stock promoter charged in an SEC action with illegally selling more than 83 million penny st...
https://www.securitieslawyer101.com/?p=36134

Saturday, January 21, 2017

Final Judgment Entered in "Prime Bank" Fraud - By: Brenda Hamilton


On January 13, 2017, the U.S. District Court for the District of Minnesota entered a final judgment against Minnesota resident James M. Louks and his company, FiberPoP Solutions, Inc. Louks and FiberPoP are defendants in an SEC civil enforcement acti...
https://www.securitieslawyer101.com/2017/final-judgment-entered-prime-bank-fraud-brenda-hamilton/

Saturday, January 7, 2017

General Cable Corporation


Posted by Brenda Hamilton One December 29, 2016, the Securities and Exchange Commission announced that Kentucky-based General Cable Corporation agreed to pay more than $75 million to resolve parallel SEC and U.S. Department of Justice invest...
https://www.securitieslawyer101.com/2017/general-cable-corporation/