Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, November 5, 2016

SEC Charges Pelorus Group and Owner with Failure to Produce Documents in a Pending Investigation


The Securities and Exchange Commission ("SEC") filed a subpoena enforcement action in U.S. District Court for the Central District of California on October 6, 2016 against the Pelorus Group, LLC ("Pelorus Group") and its owner, James Bramlette, for ...
https://www.securitieslawyer101.com/?p=35976

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