Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, November 13, 2016

Marc Broidy Charged with Defrauding Investors in 3 Separate Schemes


On October 27, 2016 the Securities and Exchange Commission ("SEC") charged a Los-Angeles based investment advisory firm and its owner, Marc Broidy with fraudulently overbilling clients and stealing assets from their trusts to pay such personal expen...
https://www.securitieslawyer101.com/?p=36020

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