Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, October 23, 2016

SEC Charges Former Stockbroker Peter Kohli with Fraud and Orders an Asset Freeze


On September 28, 2016 the Securities and Exchange Commission ("SEC") announced charges and an emergency asset freeze against former stockbroker Peter Kohli for defrauding investors in his failing mutual fund business. The SEC's complaint, filed ...
https://www.securitieslawyer101.com/?p=35942

No comments:

Post a Comment