Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, August 8, 2016

FINRA Amends Regulation NMS


The Financial Industry Regulatory Authority  has adopted amendments to its rules related to the operation of the Regulation NMS Plan to Address Extraordinary Volatility following a trading pause or regulatory halt.  FINRA Rule 6121.01 (Resumptio...
https://www.securitieslawyer101.com/2016/finra-amends-regulation-nms/

No comments:

Post a Comment