Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, September 4, 2015

SEC Charges Bank Analyst Ashish Aggarwal With Insider Trading

Going Public LawyerOn August 25th, 2015, the Securities and Exchange Commission (SEC) charged a former investment bank analyst with illegally tipping his close friend with confidential information about clients involved in impending mergers and acquisitions of technology companies. The SEC also charged his friend and another individual with insider trading. The SEC alleges that Ashish Aggarwal, who worked in J.P. Morgan s San... Read MoreGoing Public Lawyer

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