Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, July 21, 2015

Regulation A+ Adds Two New Bad Actor Disqualification Triggers


The final Regulation A+ rules amend Rule 262 to include bad actor disqualification provisions as adopted under Rule 506(d) of Regulation D.  Consistent with the disqualification provisions of Rule 506(d), the final rules add two additional disqual...
https://www.securitieslawyer101.com/2015/regulation-a-bad-actor/

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