Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, June 3, 2015

SEC Charges Four With Insider Trading Ahead of Secondary Offerings

Going Public LawyerOn June 3, 2015, the Securities and Exchange Commission announced insider trading charges against four individuals stealing confidential information from investment banks and their public company clients in order to trade in advance of secondary stock offerings.  The scheme allegedly involved at least 15 stocks and generated more than $4.4 million in illegal trading profits. The SEC charges allege that... Read MoreGoing Public Lawyer

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