Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, June 10, 2015

Can Regulation A+ Be Used For a Shelf Offering?

Going Public LawyerAmended Regulation A or Regulation A+ allows issuers to conduct continuous or delayed offerings under pursuant to Rule 251(d)(3). Continuous or delayed offerings are also known as shelf offerings. Shelf offerings are often used in going public transactions to register shares held by selling stockholders.  This helps the issuer to satisfy FINRA s shareholder requirements for a ticker symbol assignment. Rule 251(d)(3) allows... Read MoreGoing Public Lawyer

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