Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, April 16, 2015

FINRA Proposes New Rules For Algorithmic Trading Strategies


FINRA is proposes new rules that will impact algorithic trading strategies. If an individual performs a trade on another person’s behalf, that associated person is required to register with FINRA as an equity trader. The Financial Industry Regu...
https://www.securitieslawyer101.com/2015/finra-proposes-new-rules-for-algorithmic-trading-strategies/

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