Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, March 27, 2015

Regulation A+ Adds Two New Bad Actor Disqualification Triggers


Going Public LawyerThe final Regulation A+ rules amend Rule 262 to include bad actor disqualification provisions as adopted under Rule 506(d) of Regulation D.  Consistent with the disqualification provisions of Rule 506(d), the final rules add two additional disqualification triggers to those in existing Regulation A. The two new disqualification triggers are Securities & Exchange Commission cease-and-desist orders for violations of scienter-based... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/regulation-a-bad-actor/

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