Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, March 27, 2015

FINRA Sanctions Short Seller - Securities & Going Public Attorneys


Short sale conspiracy theorists will be pleased to learn that on March 25, 2015, The Financial Industry Regulatory Authority (FINRA) announced sanctions of $916,000 against First New York Securities L.L.C. for short selling ahead 14 public offering...
https://www.securitieslawyer101.com/2015/finra-sanctions-short-seller-securities-going-public-attorneys/

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