Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, March 12, 2015

FINRA Rule 6490 l Going Public Attorneys


Securities Lawyer 101 Blog FINRA Rule 6490, enacted over two years ago requires issuers of securities not listed on exchanges to provide timely notice to FINRA of certain corporate actions.  Rule 6490 applies to corporate name changes, forward st...
https://www.securitieslawyer101.com/2013/finra-rule-6490/

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