Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, March 22, 2015

Bad Actor Waivers- Regulation A+ – Rule 506 – Going Public


Going Public LawyerOn March 13, 2015, the Securities and Exchange Commission (the “SEC”) provided guidance addressing waivers of disqualification for bad actors under Regulation A and Rules 505 and 506 of Regulation D of the Securities Act of 1933, as amended. A waiver of disqualification under these provisions may be granted by the SEC s Division of Corporation Finance if it determines after a review... Read MoreGoing Public Lawyer
https://www.securitieslawyer101.com/2015/bad-actor-waivers-regulation-a-rule-506-going-public/

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