Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, February 9, 2015

How Does FINRA Impact My Going Public Transaction? Going Public Attorneys


The Financial Institution Regulatory Authority ("FINRA") plays an important role in going public transactions.  While filing a registration statement on Form S-1 can make a company reporting with the Securities and Exchange Commission, it will not...
http://www.securitieslawyer101.com/2015/finra-impact-going-public-transaction-going-public-attorneys/

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