Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, February 10, 2015

Does FINRA Approve Going Public Transactions? Going Public Attorneys

Going Public LawyerBy The Going Public Attorneys The Financial Institution Regulatory Authority (FINRA) plays an important role in going public transactions.  While filing a registration statement on Form S-1 can make a company reporting with the Securities and Exchange Commission, it will not cause the company’s stock to trade and it will not result in a ticker symbol.  Only FINRA can... Read MoreGoing Public Lawyer

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