Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Friday, January 16, 2015

SEC Charges Securities Lawyers, Accountants & Nominees In Penny Stock Companies


Going Public LawyerOn January 15, 2015, the Securities and Exchange Commission (the “SEC”) announced charges against attorneys, auditors, and others allegedly involved in a microcap scheme involving bogus Form S-1 registration statements filed with the SEC.  According to the SEC, John Briner, a Canadian attorney and stock promoter caused the companies to file 20 bogus Form S-1 registration statements with phony cookie... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/2015/sec-charges-securities-lawyers-accountants-nominees-penny-stock-companies/

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