Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, January 24, 2015

SEC Charges Frederick Elm and Elm Tree Investment Fund LP


On January 21, 2015, the Securities and Exchange Commission (the “SEC”) announced fraud charges and an asset freeze against a Fort Lauderdale, Florida-based investment advisory firm, its manager, and three related funds in a scheme that raised mo...
http://www.securitieslawyer101.com/2015/sec-charges-frederick-elm-elm-tree-investment-fund-lp/

No comments:

Post a Comment