Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, January 11, 2015

FINRA Boots John Thomas Financial & Tommy Belesis


On January 9, 2015, The Financial Industry Regulatory Authority (FINRA) announced that a hearing panel expelled John Thomas Financial, and barred its Chief Executive Officer, Anastasios "Tommy" or "Thomas") Belesis, from the securities industry f...
http://www.securitieslawyer101.com/2015/finra-boots-john-thomas-financial-tommy-belesis/

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