Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, December 22, 2014

Secondary Registration Statements

Going Public LawyerSecurities Lawyer 101 Blog Going public transactions can be structured a variety of ways.  Many going public transactions involve the filing of a secondary registration statement with the Securities and Exchange Commission (“SEC”) registering shares held by existing stockholders so that the issuer can meet FINRA s requirements.This type of offering is known as a  secondary offering or secondary registration statement.  In a secondary... Read MoreGoing Public Lawyer

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