Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, December 23, 2014

NASAA Announces Form D Electronic Filing Portal

Going Public LawyerClient Alert The North American Securities Administrators Association (“NASAA”) has launched its Electronic Filing Depository (“EFD”) for Rule 506 Form D filings.  NASAA’s EFD was created to allow companies to post Form D’s for Rule 506 offerings online through NAASA’s EFD website.   Rule 506 of Regulation D is a safe harbor for private offerings under Section 4(a)(2) of the Securities Act. Issuers relying on the Rule 506 do... Read MoreGoing Public Lawyer

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