Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, November 17, 2014

SEC Charges Eric Van Nguyen, Jay Fung and Anthony Thompson


On November 17, 2014, the Securities and Exchange Commission (the “SEC”) charged three penny stock promoters with conducting pump-and-dump schemes involving stocks they were touting in purported independent newsletters.  The SEC’s Division of ...
http://www.securitieslawyer101.com/2014/sec-charges-anthony-thompson-jay-fung-eric-van-nguyen/

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