Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, November 2, 2014

SEC and FINRA Issue Investor Alert About Dormant Shell Companies


[caption id="attachment_21054" align="alignright" width="278"] Dormant Shells Are Evil - Beware[/caption] The Securities and Exchange Commission (the "SEC") as well as the Financial Industry Regulatory Authority recently issued an alert warning in...
http://www.securitieslawyer101.com/2014/sec-finra-issue-investor-alert-dormant-shell-companies/

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