Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, November 16, 2014

CFTC Addresses the Use of Rule 506 By Commodity Pool Operators


Securities Law Blog The Commodity Futures Trading Commission (the “CFTC”) recently issued an Exemptive Relief letter No. 14-116 allowing certain operators of commodity pools (Commodity Pool Operators) to engage in general solicitation and adve...
http://www.securitieslawyer101.com/2014/cftc-addresses-use-rule-506-commodity-pool-operators/

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