Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Wednesday, October 22, 2014

Section 12 - Termination of Registration and Trading Suspensions


Securities Law Blog SEC proceedings for registration revocations and trading suspensions have become somewhat common in the microcap markets since the Securities and Exchange Commission (“SEC”) started its Operation Shell Expel initiative.  ...
http://www.securitieslawyer101.com/2014/section-12-termination-registration-trading-suspensions/

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