Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, October 9, 2014

SEC Charges E*TRADE Subsidiaries With Improperly Selling Penny Stocks


Securities Lawyer 101 Blog On October 9, 2014, the Securities and Exchange Commission (the “SEC”) announced an enforcement action against current and former brokerage subsidiaries of E*TRADE Financial Corporation. According to the SEC charges, E...
http://www.securitieslawyer101.com/2014/sec-charges-etrade-subsidiaries-improperly-selling-penny-stocks/

No comments:

Post a Comment