Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Tuesday, October 14, 2014

Restrictive Legends 101


Securities Lawyer 101 Blog The Securities Act of 1933, as amended (the “Securities Act”) does not require that issuers place restrictive legends (“Restrictive Legends”) on certificates representing restricted securities.   It has become r...
http://www.securitieslawyer101.com/2012/restrictive-legends/

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