Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, October 12, 2014

Proposals For DTC Chills and Global Locks Withdrawn


Securities Lawyer 101 Blog On December 18, 2013, the Depository Trust Company (“DTC”) submitted a proposed rule change to the Securities and Exchange Commission (“SEC”), which regulates its activities.  Its aim was to “specify procedure...
http://www.securitieslawyer101.com/2014/proposals-dtc-chills-global-locks-withdrawn/

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