Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, September 28, 2014

The SEC’s Periodic Reporting Obligations

Going Public LawyerSecurities Lawyer 101 Blog Once the staff of the Securities and Exchange Commission ( SEC ) declares a company s registration statement on Form S-1 effective under the Securities Act of 1933, as amended (the “1933 Act”), the registration statement is in force and the company may offer and sell the registered securities described therein. At that time, the company filing the registration statement... Read MoreGoing Public Lawyer

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