Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, September 22, 2014

Sponsoring Market Makers l Going Public Bootcamp


Securities Lawyer 101 Blog One step in going public transactions is obtaining a stock trading or ticker symbol from the Financial Industry Regulatory Authority ("FINRA"). For a company to obtain a ticker, a sponsoring market maker must submit an app...
http://www.securitieslawyer101.com/2014/sponsoring-market-maker/

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