Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, September 21, 2014

SEC Announces $7.2 Million for Rule 105 Short Selling Violations


Securities Lawyer 101 Blog On March 8, 2014, the Securities and Exchange Commission announced the largest-ever monetary sanction for Rule 105 short selling violations as a Long Island-based proprietary trading firm and its owner agreed to pay $7.2...
http://www.securitieslawyer101.com/2014/short-selling-violations/

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