Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, September 21, 2014

Rule 15c2-11 Disclosure Requirements l The Going Public Attorneys


Posted by Securities Lawyer 101 - The Going Public Attorneys Rule 15c2-11 under the Securities and Exchange Act of 1934 (Exchange Act) governs the submission and publication of quotations by brokers and dealers for OTC equity securities. Specificall...
http://www.securitieslawyer101.com/2014/going-public-15c2-11-disclosure-requirements/

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