Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Sunday, September 21, 2014

FINRA Uses Rule 6490 to Shut Down Issuers Accepting Toxic Funding


Securities Law Blog  FINRA Rule 6490, requires issuers of securities not listed on exchanges to provide timely notice to FINRA of certain corporate actions. Rule 6490 codifies Rule 10b-17 of the Securities Exchange Act.  These corporate actions in...
http://www.securitieslawyer101.com/2014/finra-uses-rule-6490to-shutdown-issuers-accepting-toxic-funding/

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