Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Monday, September 22, 2014

Disclosure Controls and Procedures l Brenda Hamilton Attorney


Going Public LawyerSecurities Lawyer 101 Blog To back up the officer and director certifications in periodic reports, issuers must establish and maintain a system of disclosure controls and procedures designed to ensure that the company records, processes, summarizes and discloses on a timely basis information required to be disclosed in 1934 Act filings. Issuers must evaluate on a quarterly basis the effectiveness of their disclosure... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/2014/disclosure-controls-and-procedures/

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