Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, August 2, 2014

State Blue Sky Laws & Securities Regulators

Going Public LawyerSecurities Lawyer 101 Blog The Securities and Exchange Commission (the SEC ) is the federal agency that regulates the securities industry.  In addition to the federal securities laws, companies must comply with state securities laws.  These state laws are often referred to as State Blue Sky Laws. Each state adopts their own individual State Blue Sky Laws laws that govern securities... Read MoreGoing Public Lawyer

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