Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Thursday, August 28, 2014

Rule 144′s Current Public Information Requirement

Going Public LawyerSecurities Lawyer 101 Blog Rule 144 of the Securities Act provides a safe harbor from the registration requirements of the Securities Act of 1933, as amended (the “Securities Act”) for resales of restricted and control securities if specified conditions are met.  One of the requirements of Rule 144 is that the issuer have current public information available to the public... Read MoreGoing Public Lawyer

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