Securities Lawyer 101 l Brenda Hamilton

Securities Lawyer 101 l Brenda Hamilton

Saturday, August 9, 2014

Crucible Capital and Chuck Moore Indicted for Obstructing SEC Investigation


Going Public LawyerOn August 9, 2014, the Securities and Exchange Commission (the “SEC”) announced charges against Chuck Moore and Crucible Capital Group, a New York-based brokerage firm for allegedly violating net capital requirements and falsifying books and records to conceal the capital deficiencies.  The SEC’s Division of Enforcement alleges that Charles “Chuck” Moore and Crucible Capital Group attempted to disguise the firm’s... Read MoreGoing Public Lawyer
http://www.securitieslawyer101.com/chuck-moore/

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